Trade & Processing Specialist

Your role

We're looking for someone who

• Process clearing & settlement for Exchange and OTC products, and Equity Capital Market projects
• Perform control process such as reconciliation and prepare regulatory reporting
• Be client focused and manage queries from both external and internal clients
• Be able to ensure all internal procedures and controls are complied with local rules, regulations and UBS internal policies when perform daily processing
• Involve in business initiatives and projects, assist manager to develop effective control standards and operational processes/flows
• Take initiatives to raise system enhancement requirements and takes part in testing

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Your team

You'll be working in UBSS Ops Settlement Team which almost involved in all China Local security company business like IB, WM, GB, AM and so on. We are responsible for Clearing & Settlement of Exchange and OTC products, and Equity Capital Market projects. We provide support new business initiatives and system enhancement projects.

Your expertise

You have/are:
• A university degree
• Fluent in both English and Chinese
• Above 3 years working experience in similar position
• Good sense of operational risk control
• Knowledge and experience in China Local securities industry and familiar with products and local clearing settlement rules in both Exchange and OTC market
• A firm grasp of knowledge on CSRC/Exchange/CSDCC/CSFC/SIPF regulatory requirements, and has good sense to track with regulatory requirements changes and timely enrich internal controls where necessary
• Detail-oriented, motivated and self-driven
• The proven ability to handle multiple projects and manage conflicting priorities
• A strong team player with good communication skills to ensure effective cooperation with internal/external clients or other team members
• Security and Fund Qualification Certificate a plus.

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.
We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.