Who we are looking for:

We are looking for an exceptional individual to join our team for investment compliance service.

Why this role is important to us:

State Street Global Delivery provides asset owners and asset managers access to financial information and tools essential for effective investment solutions. From core custody, accounting, fund administration, shareholder recordkeeping, and performance, to complete operations solutions and servicing for alternative assets like OTC derivatives, private equity, and real estate. Our services help our clients make better investment choices and generate wealth for their customers and beneficiaries.

What you will be responsible for:

As a key expert in the APAC region, your responsibilities will include:

• Interpret and codify client-specific IMAs (Investment Management Agreements) and prospectus restrictions.
• Conduct post-trade investment compliance analysis to ensure adherence to regulatory requirements and investment mandates.
• Implement controls for portfolios restrictions (e.g., concentration limits, prohibited securities, ESG criteria).
• Validate portfolio adherence to benchmark constraints, derivative usage limits and risk thresholds.
• Result validation and reasonability analysis on investment breaches.
• Generate compliance reports for a wide range of clients from asset managers, asset owners to trustees.
• Support client ad-hoc query/request.
• Support client transitions and sales.
• Provide adequate documentation and backup of all operational processes.

• Input into our regional product roadmap, strategy, and local market developments.

What we value:

These skills will help you succeed in this role:

• Strong analytical and critical thinking.

• Excellent Communication skills to translate complex ideas into actionable insights.
• Independent client service and problem-solving skills.

• Good project management capability.

• Attention to detail.

Education & Preferred Qualifications:

• Bachelor’s degree in Accounting/Mathematics/Finance/Economics or equivalent (post graduate degree and/or a CFA®, CIPM® or CAIA® would be an advantage).
• 3-5 years above experience in investment analytics or finance industry.
• Good Investment compliance/Risk knowledge within asset management, banking, or broker-dealers.
• Hands-on experience of compliance monitor systems (e.g., Charles River, AxiomSL, Bloomberg).
• Good understanding of regulations and global market practices.
• Ability to decode complex legal and investment documents (IMAs, prospectuses).
• Knowledge of financial instruments: equities, fixed income, derivatives.

• Advanced Excel/SQL/Python skills would be beneficial.

About State Street

Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.

We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.

As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.

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