Purpose Of Role:

Senior Investment Compliance Analyst will be responsible for monitoring compliance results on client portfolios related to Regulatory and Investment Manager (IM) mandates. Utilizing State Street’s Investment Compliance & Reporting platform, the qualified candidate will complete the research, analysis and reporting to ensure portfolios are in compliance with their investment restrictions.

Specific Duties:

Technical Competencies:

• Reviewing work and assisting team supervisor

• Point of expertise for complex breach analysis

• Review all reporting produced by the Associates

• Liaises with internal clients and supporting departments for the purpose of obtaining key inputs to service delivery

• Performs special projects and other tasks as assigned by the Team Supervisor Assists Team Supervisor in implementing new procedures and controls Maintaining and fostering a team environment

• Monitoring Investment Compliance

• Investigate violations on the automated compliance monitoring system · Record findings of investigation on the system

• Data control checks

• Compare and confirm accuracy of fund data as it appears in the system

• Advise data teams of any discrepancies in a timely fashion

• Ensure agreed timelines are adhered to

• Generate and attach reports as required in a timely manner

• Ensuring data is accurate and ready for client use

• Involvement in departmental ad-hoc projects

• Involvement in the training and development of other team members as necessary

• Make recommendations for changes to processes and procedures and prepare documentation for review as required

Non-technical Competencies:

COMMUNICATION

• Resolve review points highlighted by manager and ensure the manager is kept informed of progress

• Establish and maintain good working relationships with internal clients and colleagues

ORGANIZATION

• Demonstrates good time organizational skills in order to meet deadlines

• Maintains systematic filing practices

• Ensure that daily workload is allocated appropriately

TRAINING AND PERSONAL DEVELOPMENT

• Take responsibility for personal development and training

• Provides direction and training to staff in the course of their day-to-day work and provides guidance and an adequate source of help for questions

• Actively participates in the development of new hires in the team

• Supports and guides them in the knowledge of all technical aspects of the work, as well as in the work organization

• Actively participate in the appraisal process by completing a self-evaluation and suggesting appropriate development.

Work Parameters or Boundaries:

• Internal State Street Poland procedures & regulations

• Various Regulations – required for understanding of funds investment compliance requirements

• My WorkDay’s Talents and Performance System

Qualifications/Skills:

• Excellent analytical and mathematic skills

• Knowledge about financial services, securities sector and capital markets

• Accuracy and ability to work to tight deadlines

• PC literate and competent in use of spreadsheets and word processing

• Very good understanding of investment compliance processes

• Independence in solving complicated cases in the field of compliance investment processes

• Strong problem-solving skills

• Experience utilizing Bloomberg

• Experience in working with legal documentation in English

• Ability to establish and maintain professional contacts and relationships within the company

• Excellent English communication

Critical behaviors for success as defined by the Performance Review System at core level:

• Takes Ownership and Initiative

• Ensures accuracy and quality · Provides outstanding service

• Communicates Effectively

• Displays Insight & Influence

• Fosters Collaboration and Teamwork

Level Of education:

• Accountancy/Law or Business/ IT related degree (preferred)

Previous level of experience:

• At least 1 year experience in investment compliance (preferred) or fund industry.