IAU-Auditor

Overview:
 
Nomura is a global financial services group with an integrated network spanning approximately 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Wealth Management, Investment Management, and Wholesale (Global Markets and Investment Banking). Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com
 
Nomura Services India, (Powai) supports Nomura’s businesses around the world. Powai’ s world class capabilities in trading support, research, information technology, financial control, operations, risk management and legal support have played a key role in facilitating Nomura’s global operations and are an integral part of Nomura’s global expansion plans. The Powai operation is a critical part of the platform to support the growth of Nomura’s global business.

• A good understanding of key processes, risks and controls in a large financial institution, with a preference for knowledge and experience of Technology Infrastructure, Information Security and Cloud audits.
• Experienced in understanding, assessing and documenting relevant risks and controls preferable for Broker-Dealer or Financial Services.
• Experience in and ability to discuss risks and control issues effectively with senior auditees.
• Strong understanding of the use of technology, relevant risks, and control processes.
• Firm understanding of project management and systems development processes.
• Experience with applications and technology infrastructure typically employed to support an Investment Bank / Broker-Dealer.
• Strong knowledge of IT security, including both technical and business controls.
• Firm understanding of technology including Linux, Windows, Messaging Infrastructure, Collaboration Tools, Cloud Infrastructure, Remote Access Technologies and Networking products.
• Demonstrate ability to work across teams and multi-task.
• Confident manner and well-developed communication (both verbal and written), influencing, interpersonal and project management skills.
• Experience in assessing controls based on NIST, SANS, ISO2700 or other leading cyber security frameworks.
• Relevant certification or industry accreditation (CISA, CISSP, CISM, securities licenses, etc.) is a plus but not required.
• Good understanding or awareness of regional and global regulatory compliance environment e.g. DORA requirements.

Nomura Leadership Behaviours

 

• Explore Insights & Vision: Identify the underlying causes of problems faced by you or your team and define a clear vision and direction for the future.
• Making Strategic Decisions: Evaluate all the options for resolving the problems and effectively prioritize actions or recommendations.
• Inspire Entrepreneurship in People: Inspire team members through effective communication of ideas and motivate them to actively enhance productivity.
• Elevate Organizational Capability: Engage proactively in professional development and enhance team productivity through the promotion of knowledge sharing.
• Inclusion: Respect DEI, foster a culture of inclusion and psychological safety in the workplace and cultivate a "Risk Culture" (Challenge, Escalate and Respect).

Equal Opportunity Employer:
 
Nomura is an equal opportunities employer. We are committed to providing equal opportunities throughout employment including in the recruitment, training and development of employees (including promotion, transfers, assignments and beliefs). We prohibit discrimination in the workplace whether on grounds of gender, marital or domestic partnership status, pregnancy, career’s responsibilities, sexual orientation, gender identity, race, color, national or ethnic origins, religious belief, disability or age. Our objective is to attract job applications and applications for development from the best possible candidates and to retain the best people.