Investment Consultant - Portfolio Management Specialist

POSITION SUMMARY

The Portfolio Manager Specialist is a senior level position on a FA/PWA team that is responsible for the development, maintenance and oversight of the investment strategy and asset allocation for clients serviced by the team. This role will work within the firms Portfolio Management program.

DUTIES and RESPONSIBILITIES

• Leverage the firms Portfolio Management (“PM”) program to open investment advisory accounts and manage their investment strategy on a discretionary basis.

• The Portfolio Management program is administered by the Portfolio Management Group (“PMG”), a sub-division of the Consulting Group (“CG”)

• Supports Financial Advisors in analyzing portfolios and developing advanced PM solutions and strategies based on the clients investment objectives

• Lead meetings to discuss investment strategy options and performance

• Manage client interaction by participating and driving client prospecting and meetings

• Develops and over sees investment functions including, but not limited to the oversight of policies, procedures, reporting and performance metrics via firm approved resources, the development of asset allocation models and implementation of strategy

• Makes asset allocation recommendations and sets up the portfolio within the Portfolio Management program.

• Critically examines and rebalances current portfolio holdings when necessary

• Reviews and develops recommendations as to the appropriate benchmarks for the current asset allocation

• This role will not sell, manage, or provide recommendations for any accounts outside of the firms Portfolio Management program (This includes, but is not limited to the any other brokerage program or managed account programs that the firm may offer)

Education and/or Experience

• College degree or professional certification required

• 10 or more years of relevant work experience preferred

• Active Series 7, 63 and 65 or Series 7 and 66, or successful completion of Series 7 and Series 66 exams within the time frame provided by applicable company policy

• Additional product licenses may be required

• Minimum of 5 years FINRA Registration preferred

Knowledge/Skills

• Financial industry and product knowledge

• Effective written and verbal communication skills

• Knowledge of applicable compliance rules and regulations and firm policies

REPORTS TO

• Branch Manager and dotted line to the Assistant Complex Manager