Prime Brokerage Margin-Client Service Operations

• Manage and optimize client collateral and monitor its movement.
• Answering of incoming margin settlement requests sent by clients, comparing them to JPMorgan's exposure and agreeing on the amount and type of asset to be moved.
• Continue development of the Prime Brokerage Margin Service offering.
• Prevent client payments from resulting in deficits and follow up on counterparty issues.
• Maintain a controlled environment by adhering to and updating operational procedures.
• Report significant issues to management and respond quickly to internal inquiries.
• Support reconciliations, resolve discrepancies, and assist with reporting and root cause analysis.
• Handle ad hoc management requests, operational investigations, and audit requirements.
• Regularly review processes, suggest improvements, and implement enhancements.
• Participate in strategic STP initiatives and manage complex change requests.
• Ensure full compliance with all control and educational requirements.

Required qualifications, capabilities, and skills

• Broker Dealer Operations experience of or similar background.
• Working knowledge of client service, cash funding, global settlements & exception remediation.
• Strong problem-solving & strategic thinking and should be able to develop solutions for clients and drive process improvements.
• Possess high accuracy & attention to detail, maintain precision and highly numerate, with strong proficiency in Excel and core systems.
• Possess strong communication skills, as the role involves detailed interactions across multiple lines of business and core processing areas.
• Work methodically, adhering to strict deadlines and perform well under pressure.
• Ability to proactively identify risks and confidently challenge stakeholders when controls may be compromised.
• Collaborate efficiently, support team goals, and foster a positive team environment.
• Take responsibility for mistakes, shares lessons learned and embrace feedback for growth.
• Strong analytical abilities and enthusiasm for digital automation tools.
• Series 99 and SIE licenses required to be obtained within 6 months of starting in role.

Preferred qualifications, capabilities, and skills

• Knowledge of Reg T, FINRA Rule 4210, SEC Rule 15c3-1 and SEC Rule 11d1 is highly preferred, with the ability to apply these regulations to ensure compliance in trade lifecycle management and margin requirements.

Please note this role is not eligible for employer immigration sponsorship. 

Final Job Grade and officer title will be determined at time of offer and may differ from this posting.