Assistant Vice President, Regulatory Compliance and Tax Risk

Some careers shine brighter than others.

If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions.

We are currently seeking an experienced professional to join our team in the role of Assistant Vice President, Regulatory Compliance and Tax Risk

In this role, you will:

• Support the identification, assessment, and management of regulatory and tax risks, translating obligations into effective operational controls within the first line of defense.
• Support the delivery of regulatory compliance and tax risk frameworks, including monitoring, thematic reviews and read-across exercises, tracking and follow-up.
• Assist in the oversight of specific regulatory, tax or other risks, which may include Market Abuse, Cross-Border, Personal Account Dealing, Volcker Rule, Competition Law, Conflicts of Interest and Common Reporting Standard controls.
• Support the governance of cross-border activities and regulatory and licensing risks, ensuring alignment with applicable jurisdictional requirements
• Contribute to product governance processes, including the identification and mitigation of applicable regulatory compliance and tax risks.
• Support regulatory change implementation through horizon scanning, impact assessment, and tracking of key regulatory developments.
• Acts as a role model for our Group Values and Behaviors supporting colleagues and customers to deliver superior customer service through these values.

To be successful you will:

• 6+ years’ experience in regulatory tax compliance, risk management, business analysis, or a related control function within financial services.
• Strong understanding of risk management and the role of the first line of defense
• Experience translating requirements (regulatory or business) into practical processes, controls, or system workflows.
• Strong analytical thinking and ability, attention to detail, and stakeholder management skills. Strong written and verbal communication skills.
• Background in Business Analysis, including requirements gathering, process mapping, or workflow design.
• Experience working with or supporting regulatory or tax systems, workflow tools, reporting platforms
• Experience in wealth management, private banking, or retail banking environments.

You’ll achieve more at HSBC

hsbc.com/careers

HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.”

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