Manager - Central Approval Team
HSBCSome careers have more impact than others.
If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.
HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realize their ambitions.
We are currently seeking an experienced professional to join our team in the role of Manager Central Approval Team
In this role, you will be:
- Lead Compliance Reviews: Oversee the end-to-end compliance review and approval process for all financial promotion content, ensuring alignment with regulatory requirements and internal policies at every stage (creation, distribution, and customization)
- Content Oversight: Review and certify financial promotion materials across all asset classes (Equities, Fixed Income, Multi-Asset, Alternatives), ensuring clarity, accuracy, and appropriate risk disclosures, aligned to regulatory requirements and internal governance.
- Regulatory Coordination: Collaborate with Compliance, Marketing, and Investment teams to secure timely approvals and ensure all content meets specific regulatory criteria within defined service levels.
- Disclaimers & Disclosures: Maintain and update a comprehensive library of disclaimers and disclosures for all markets and investment strategies, ensuring all materials are up to date and compliant.
- Content Publication: Publish approved documents to global and local content repositories, including Seismic, ensuring accessibility and version control.
- Cross-Functional Collaboration: Work closely with Marketing and Investment teams to translate complex investment concepts into clear, compliant, and investor focused content.
- Training & Guidance: Manage ongoing compliance training and testing for all Content creators, Marketing, Client Business and Customization teams (in agreement with Regulatory Compliance).
- Quality Assurance: Conduct regular audits and quarterly quality checks of financial promotions to identify areas for improvement and ensure ongoing compliance.
To be successful, you will:
- Master’s degree in finance, business, law or a related field. CFA and/or FRM is an advantage.
- Strong experience in asset management compliance, with a focus on financial promotion content.
- Strong understanding of both traditional and alternative asset classes, including ESG principles. Understanding of regulatory requirements for financial promotions in the asset management industry.
- Ability to interpret and apply the regulatory requirements w.r.t the financial promotion content.
- Excellent communication and interpersonal skills to work effectively with different teams and stakeholders.
- Ability to work independently and manage multiple tasks in a fast-paced environment.
You’ll achieve more when you join HSBC
www.hsbc.com/careers
HSBC is an equal opportunity employer committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and, opportunities to grow within an inclusive and diverse environment. We encourage applications from all suitably qualified persons irrespective of, but not limited to, their gender or genetic information, sexual orientation, ethnicity, religion, social status, medical care leave requirements, political affiliation, people with disabilities, color, national origin, veteran status, etc., We consider all applications based on merit and suitability to the role.”
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