Associate, Equity Execution Taiwan

Functional Description:

HSBC Securities Taiwan is a full licensed securities house with focus on cash equity brokerage business in Taiwan.
  
People Responsibility: N 
  
Reports To: Reporting to Director and Head of Equity Execution
  
Role Purpose
•    To deliver best-in-class trade execution and market expertise while fostering strong client relationship managing trading risks and contributing to business growth through ownership and continuous process improvement.

Job Contents 
•    Execute client orders accurately and efficiently. Deliver best execution while minimizing trading costs. Manage trading risks and resolve execution issues promptly. Handle complex or high-impact trading activities.
•    Build and maintain strong relationships with institutional clients. Monitor market movements and provide timely market insights.
•    Ensure compliance with internal policies and regulatory requirements.
•    Collaborate with Sales, Research, Operations, Compliance, and IT teams.
•    Drive process improvements and support trading system enhancements.
•    Contribute to business growth by enhancing client service and trading capabilities.
•    Risk control – manage to reduce the error trade risk, conduct cash check, inventory check, check for accounts set up.
•    Reconcile daily and/or monthly reports, as assigned.
 
Qualification/License Requirement 
•    Proven expertise with relevant experience
•    Knowledge of equity trading, different trading strategies, the marketplace, and market issues
•    License Requirement: Qualification Exam for Securities Specialist or Senior Securities Specialist